课程简介
适合⼈员：
- 希望在豁免市场作为投资顾问
- 豁免市场经销商⾸席合规官
- 投资专业⼈⼠希望就豁免证券／私募市场提供建议
- 任何希望更好地了解豁免证券和私募融资的⼈⼠，⽐如个⼈和机构投资者，和在加拿⼤私募市场融资的个⼈和机构
EMP Course考试是注册成为Exempt Market的Dealing Reperesntitive（投资顾问）的必须和唯⼀要求的考试。
EMP Course是按照加拿⼤监管部门要求，在加拿⼤私募市场／豁免市场从业的⾏业⼊门课程和学习。
仅持有Exemept Market的Dealing Representitive牌照的投资顾问，才可合法合规的为投资者交流产品和做投资推荐。
课程内容
Unit 1 - Overview of the Capital Markets
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Unit 2 - Regulatory Framework
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Unit 3 - Compliance for Exempt Market Dealers
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Unit 4 - Dealing with Clients
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Unit 5 - The Private Placement Process
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Unit 6 - The Structures of Issuers
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Unit 7 - Real Estate and Mortgage Investments
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Unit 8 - Flow-Through Shares
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Unit 9 - The Mining Industry
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Unit 10 - The Oil and Gas Industry
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Unit 11 - Hedge Funds
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Unit 12 - Know your Client & Suitability
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